In this article, we feature an external expert contributor to our FUND GUARDIAN publication series, specializing in risk management for a leading fund management company in Luxembourg. The role of a Risk Management Conducting Officer is a delicate balancing act. Overseeing the distribution of multiple fund umbrellas globally—often in more than 30 countries for larger […]
The regulatory landscape for investment funds is constantly evolving, with increasing scrutiny on fund management companies (ManCos) to ensure proper oversight of their distribution activities. Globalization and cross-border distribution bring complexity, and the cost of non-compliance has never been higher. To stay competitive and compliant, fund managers must adapt to these changes proactively. In this
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Globalization has expanded the opportunities for fund managers to distribute products across multiple jurisdictions. However, with this expansion comes the challenge of managing compliance in different regulatory environments. One of the most effective ways to navigate this complexity is through data harmonization. In this article, we explore how harmonizing distribution data can improve compliance across
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