In the world of asset management, compliance is often viewed as a cost center—an obligation rather than an opportunity. But in an increasingly regulated and data-driven industry, the firms that succeed will be those that recognize compliance as a strategic enabler, not just a defensive function. Nowhere is this more true than in the oversight […]
Beneath the surface of an otherwise sophisticated asset management industry lies a persistent and under-recognized vulnerability: the lack of consistent, real-time oversight of fund distribution. While firms continue to invest heavily in product innovation, sales strategies, and regulatory compliance, one area remains alarmingly fragmented—how distribution networks are monitored, analyzed, and controlled. The recently published pan-European
Distribution Blind Spots: The Hidden Risk Lurking in Fund Distribution Oversight Read More »
The asset management industry is rapidly approaching a tipping point. As the financial ecosystem becomes more complex and heavily regulated, the current methods of oversight—particularly in fund distribution—are increasingly unfit for purpose. A recent whitepaper by Clearstream Fund Services, based on data from over 450 industry professionals, has laid bare a sobering reality: while most
The recent introduction of the innovative private-credit ETF by State Street, in partnership with Apollo, marks a notable advancement in financial product offerings. It attempts to bridge the historically stark divide between the liquidity-focused nature of ETFs and the inherent illiquidity of private credit assets. While this innovation opens new horizons for investors seeking diversified
Dealing with the Governance and Liquidity Challenges in Private-Credit ETFs Read More »
The private markets revolution is in full swing. A staggering 86% of private equity firms expect alternative investments to dominate retail portfolios within the next five years, while 97% of asset managers report strong retail demand for private equity and real estate. This surge in retail interest—coupled with the rapid growth of European Long-Term Investment
The Future of Private Markets: Why Real-Time Oversight is a Game-Changer Read More »
