In this article, we feature an external expert contributor to our FUND GUARDIAN publication series, specializing in risk management for a leading fund management company in Luxembourg. The role of a Risk Management Conducting Officer is a delicate balancing act. Overseeing the distribution of multiple fund umbrellas globally—often in more than 30 countries for larger […]
As a Conducting Officer at a Luxembourg fund management company, I’ve experienced first hand how the regulatory landscape, client expectations to on-board and manage numerous distributors, and cross-border complexities create a challenging environment for ensuring compliant and efficient fund distribution. Mastering these issues extends beyond ticking regulatory boxes; it requires maintaining transparency and control across
Fund Distribution Oversight Challenges: Insights from a Conducting Officer in Luxembourg Read More »
For many fund managers, distribution oversight is fragmented, with data siloedacross different systems and departments. This disjointed approach not only increases the risk of non-compliance but also leads to inefficiencies and higher operational costs. Centralizing your distribution oversight with a single, integrated platform can solve these issues. Here are five compelling reasons to centralize your
Reasons to Centralize Your Distribution Oversight Today Read More »
The regulatory landscape for investment funds is constantly evolving, with increasing scrutiny on fund management companies (ManCos) to ensure proper oversight of their distribution activities. Globalization and cross-border distribution bring complexity, and the cost of non-compliance has never been higher. To stay competitive and compliant, fund managers must adapt to these changes proactively. In this
Adapting to the New Regulatory Landscape for Fund Distribution Read More »
Globalization has expanded the opportunities for fund managers to distribute products across multiple jurisdictions. However, with this expansion comes the challenge of managing compliance in different regulatory environments. One of the most effective ways to navigate this complexity is through data harmonization. In this article, we explore how harmonizing distribution data can improve compliance across
How Data Harmonization Improves Compliance Across Borders Read More »
